{"id":2476,"date":"2022-08-30T15:34:04","date_gmt":"2022-08-30T14:34:04","guid":{"rendered":"https:\/\/www.jbrearley.co.uk\/individual-investors\/?page_id=2476"},"modified":"2024-04-03T14:53:31","modified_gmt":"2024-04-03T13:53:31","slug":"documents","status":"publish","type":"page","link":"https:\/\/www.jbrearley.co.uk\/individual-investors\/documents\/","title":{"rendered":"Documents"},"content":{"rendered":"

[vc_row full_width=”stretch_row”][vc_column][rev_slider_vc alias=”home-slider2″][\/vc_column][\/vc_row][vc_row][vc_column][vc_custom_heading text=”Governance & Client Documents” font_container=”tag:h1|font_size:30pt|text_align:center|color:%23000000″ google_fonts=”font_family:Lato%3A100%2C100italic%2C300%2C300italic%2Cregular%2Citalic%2C700%2C700italic%2C900%2C900italic|font_style:300%20light%20regular%3A300%3Anormal” css=”.vc_custom_1661934433223{margin-top: 0px !important;margin-bottom: 30px !important;}”][vc_column_text css=”.vc_custom_1661943089613{margin-bottom: 90px !important;padding-top: 0px !important;padding-right: 220px !important;padding-bottom: 0px !important;padding-left: 220px !important;}”]<\/p>\n

This page has been created to allow clients to access those documents that we feel will be of interest to both existing and new clients in an efficient manner.<\/p>\n

[\/vc_column_text][vc_row_inner][vc_column_inner width=”1\/2″][vc_custom_heading text=”Governance:” font_container=”tag:h2|text_align:left|color:%23000000″ use_theme_fonts=”yes”][vc_column_text]Conflict of Interest Policy<\/a>
\nEngagement Policy<\/a><\/p>\n

Investment Firms Prudential Regime \u2013 Governance Arrangements<\/a>
\nInvestment Firms Prudential regime \u2013 Remuneration Report<\/a><\/p>\n

Investment Firms Prudential regime \u2013 Own Funds Requirement<\/a>
\nInvestment Firms Prudential regime \u2013 Own Funds<\/a><\/p>\n

Investment Firms Prudential Regime- Risk Management Objectives & Policies<\/a>[\/vc_column_text][\/vc_column_inner][vc_column_inner width=”1\/2″][vc_custom_heading text=”General:” font_container=”tag:h2|text_align:left|color:%23000000″ use_theme_fonts=”yes”][vc_column_text]Investment Risk Guide- Execution Only clients<\/a>
\nInvestment Risk and How it is Managed- Investment Management clients<\/a>
\nJargon Buster<\/a>[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][vc_row_inner][vc_column_inner width=”1\/2″][vc_custom_heading text=”Client Documents:” font_container=”tag:h2|text_align:left|color:%23000000″ use_theme_fonts=”yes”][vc_column_text]Service Terms & Conditions<\/a>
\nPrivacy Policy<\/a>
\nOrder Execution Policy<\/a>
\nCharge Cards:-<\/strong>
\nExecution Only<\/a>
\nInvestment Management<\/a>[\/vc_column_text][\/vc_column_inner][vc_column_inner width=”1\/2″][vc_custom_heading text=”Application Forms:” font_container=”tag:h2|text_align:left|color:%23000000″ use_theme_fonts=”yes”][vc_column_text]Execution-Only (phone based)<\/a>
\nInvestment Management Service<\/a>
\nISA<\/a>
\nJISA<\/a>[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][\/vc_column][\/vc_row][vc_row full_width=”stretch_row” css=”.vc_custom_1511265460160{background-color: #e1ecf2 !important;}”][vc_column][vc_custom_heading text=”Our Company” font_container=”tag:h1|font_size:30pt|text_align:center|color:%23000000″ google_fonts=”font_family:Lato%3A100%2C100italic%2C300%2C300italic%2Cregular%2Citalic%2C700%2C700italic%2C900%2C900italic|font_style:300%20light%20regular%3A300%3Anormal” css=”.vc_custom_1511265478007{margin-top: 0px !important;margin-bottom: 50px !important;}”][vc_row_inner][vc_column_inner width=”1\/6″][\/vc_column_inner][vc_column_inner width=”2\/3″][vc_column_text]<\/p>\n

James Brearley has a proud history of providing investment management and share dealing services to individual investors for over 100 years.<\/span><\/p>\n

As one of the North of England\u2019s leading Investment Managers & Stockbrokers, we employ over 60 people. Our skilled and experienced staff combined with our financial strength enables us to provide high quality, bespoke and flexible services to all our clients.<\/span><\/p>\n

James Brearley & Sons Ltd is authorised and regulated by the Financial Conduct Authority (FCA) and is a member of the London Stock Exchange.<\/span><\/p>\n

[\/vc_column_text][\/vc_column_inner][vc_column_inner width=”1\/6″][\/vc_column_inner][\/vc_row_inner][vc_row_inner css=”.vc_custom_1517496354294{margin-bottom: 50px !important;}”][vc_column_inner width=”1\/4″][\/vc_column_inner][vc_column_inner width=”1\/4″][vc_btn title=”OUR PEOPLE” shape=”square” align=”center” link=”url:https%3A%2F%2Fwww.jbrearley.co.uk%2Findividual-investors%2Four-people%2F|||”][\/vc_column_inner][vc_column_inner width=”1\/4″][vc_btn title=”REGIONAL OFFICES” shape=”square” align=”center” link=”url:https%3A%2F%2Fwww.jbrearley.co.uk%2Findividual-investors%2Fregional-offices%2F|||”][\/vc_column_inner][vc_column_inner width=”1\/4″][\/vc_column_inner][\/vc_row_inner][\/vc_column][\/vc_row]<\/p>\n<\/div>","protected":false},"excerpt":{"rendered":"

[vc_row full_width=”stretch_row”][vc_column][rev_slider_vc alias=”home-slider2″][\/vc_column][\/vc_row][vc_row][vc_column][vc_custom_heading text=”Governance & Client Documents” font_container=”tag:h1|font_size:30pt|text_align:center|color:%23000000″ google_fonts=”font_family:Lato%3A100%2C100italic%2C300%2C300italic%2Cregular%2Citalic%2C700%2C700italic%2C900%2C900italic|font_style:300%20light%20regular%3A300%3Anormal” css=”.vc_custom_1661934433223{margin-top: 0px !important;margin-bottom: 30px !important;}”][vc_column_text css=”.vc_custom_1661943089613{margin-bottom: 90px !important;padding-top: 0px !important;padding-right: 220px !important;padding-bottom: 0px !important;padding-left: 220px !important;}”] This page has been created to allow clients to access those documents that we feel will be of interest to both existing and new clients in an efficient manner. [\/vc_column_text][vc_row_inner][vc_column_inner… Read more »<\/a><\/p>\n","protected":false},"author":3,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"page-custom.php","meta":{"footnotes":""},"class_list":["post-2476","page","type-page","status-publish","hentry"],"yoast_head":"\nDocuments - James Brearley ::<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.jbrearley.co.uk\/individual-investors\/documents\/\" \/>\n<meta property=\"og:locale\" content=\"en_GB\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Documents - James Brearley ::\" \/>\n<meta property=\"og:description\" content=\"[vc_row full_width=”stretch_row”][vc_column][rev_slider_vc alias=”home-slider2″][\/vc_column][\/vc_row][vc_row][vc_column][vc_custom_heading text=”Governance & Client Documents” font_container=”tag:h1|font_size:30pt|text_align:center|color:%23000000″ google_fonts=”font_family:Lato%3A100%2C100italic%2C300%2C300italic%2Cregular%2Citalic%2C700%2C700italic%2C900%2C900italic|font_style:300%20light%20regular%3A300%3Anormal” css=”.vc_custom_1661934433223{margin-top: 0px !important;margin-bottom: 30px !important;}”][vc_column_text css=”.vc_custom_1661943089613{margin-bottom: 90px !important;padding-top: 0px !important;padding-right: 220px !important;padding-bottom: 0px !important;padding-left: 220px !important;}”] This page has been created to allow clients to access those documents that we feel will be of interest to both existing and new clients in an efficient manner. 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